Principle Wealth Partners LLC (PWP) is an investment advisory firm registered with the Securities and Exchange Commission. The information contained in this website has been prepared for informational purposes only and does not constitute investment advice. Past performance is not a guarantee of future results. Any forward-looking statements presented in this website are inherently uncertain and cannot be relied upon as statements of actual performance.
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PWP makes no representations about any website that is accessed through this website but not sponsored by PWP. Any such website is independent, and PWP has no control over its content. PWP does not endorse or approve any such website and assumes no responsibility for the accuracy, completeness, or timeliness of the information located there.
Financial Times: The Financial Times Top 400 Financial Advisors is designated, independently, by the Financial Times, awarded in March 2015. The Financial Times Top 400 Financial Advisors award is based largely on data gathered and verified by broker-dealer home offices, and as identified by the FT, reflected in six primary areas, including assets under management, asset growth, compliance record, experience, credentials and accessibility. Individuals must also be a registered representative credentialed by FINRA. Of the 1,500 submissions received, 26% of the submissions were selected for the award. Neither the firm nor advisor pay a fee in exchange for the award. Award recipients may pay for additional ad space or promotional products. Working with the recipient wealth advisor is no guarantee as to future investment success, nor is there any guarantee that the selected wealth advisor will be awarded this accomplishment in the future.
PLANADVISER: The PLANADVISER Top 100 Retirement Plan Advisers list is designated, independently, by PLANADVISER, awarded in February 0f 2014. The PLANADVISER Top 100 Retirement Plan Adviser award is based largely on data provided to PLANSPONSOR, through completed PLANADVISER Retirement Plan Adviser Survey, which includes the dollar value of plans or number of plans under management. Those selected for inclusion are drawn from a smaller sub-group of the applicants. Neither the firm nor advisor pay a fee in exchange for the award. Award recipients may pay for additional ad space or promotional products. Working with the recipient adviser is no guarantee as to future investment success, nor is there any guarantee that the selected wealth adviser will be awarded this accomplishment in the future. For more information, visit https://www.planadviser.com/awards/top-100/#!/2014/List-By-Category.
Forbes|Shook: The 2021 Forbes Best-In-State Wealth Advisors rankings was developed in coordination with SHOOK research. This award is based on an algorithm of qualitative criterion for advisors who have a minimum of seven years of experience. This algorithm is qualitatively based, through due diligence reviews and quantitative data, factoring revenue trends, assets under management, compliance records, industry experience, and the encompassment of standards of preferred best practices. Portfolio performance is not considered as a part of the criteria. Over 32,000 advisors were nominated and more than 5,000 were recognized for the award. The Advisor does not pay Forbes or Shook in exchange for either the nomination or recognition. However, the Advisor does pay a fee for any marketing materials used that include the award’s ribbon. Principle Wealth Partners is not affiliated with Forbes or Shook Research, LLC. This ranking is not indicative of advisor’s future performance, is not an endorsement, and may not be representative of individual clients’ experience. The foregoing information has been obtained from sources considered to be reliable, but we do not guarantee that it is accurate or complete, it is not a statement of all available data necessary for making an investment decision, and it does not constitute a recommendation.
Barron’s: Barron’s “Top 100 1,200 Financial Advisors,” March, 2021. Barron’s “Top 1,200 Financial Advisors” bases its ratings on qualitative criteria: professionals with a minimum of seven years of financial services experience, acceptable compliance records, formal succession plans, high client retention, and more. Financial Advisors are quantitatively rated based on varying types of revenues and assets advised by the financial professional, with weightings associated for each. Because individual client portfolio performance varies and is typically unaudited, this rating focuses on customer satisfaction and quality of advice. The rating may not be representative of any one client’s experience because it reflects a sample of all of the experiences of the Financial Advisor’s clients. The rating is not indicative of the Financial Advisor’s past or future performance. Neither Principle Wealth Partners nor its Financial Advisors pay a fee to Barron’s in exchange for the rating, however Principle Wealth Partners does pay to use the award ribbon for marketing materials. Principle Wealth Partners is not affiliated with Barron’s or Dow Jones & Company, L.P. All of the information provided has been obtained from sources considered to be reliable, but we do not guarantee its accuracy or completeness, and does not constitute a recommendation. Barron’s is a registered trademark of Dow Jones & Company, L.P. All rights reserved.