Michael is responsible for the management of Principle Wealth Partners compliance program. He ensures the team has an ongoing understanding of current and developing advisory regulations and their relation to our clients and our business. Michael is charged with creating a culture of compliance achieved through maintaining up-to-date policies and documentation, ensuring free and open communications within the practice, delivering compliance education programs, and consistent review of adherence to policies.
Prior to Principle Wealth Partners, he was a Financial Advisor for a local firm as well as an assistant Branch Manager at a local bank.
Michael resides in Milford, CT with his wife Kim and their 3 children, Cole, Owen and Riley.
Education & Certifications
University of Connecticut
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