Michael is responsible for the management of Principle Wealth Partners compliance program. He ensures the team has an ongoing understanding of current and developing advisory regulations and their relation to our clients and our business. Michael is charged with creating a culture of compliance achieved through maintaining up-to-date policies and documentation, ensuring free and open communications within the practice, delivering compliance education programs, and consistent review of adherence to policies.
Prior to Principle Wealth Partners, he was a Financial Advisor at Essex Financial and assistant Branch Manager at Bank Of America.
Michael resides in Milford, CT with his wife Kim and their 2 sons Cole and Owen.
Education & Certifications
University of Connecticut
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